Regulations Amending the Agriculture and Agri-Food Administrative Monetary Penalties Regulations: SOR/2019-94

Canada Gazette, Part II, Volume 153, Number 9

Registration

SOR/2019-94 April 9, 2019

AGRICULTURE AND AGRI-FOOD ADMINISTRATIVE MONETARY PENALTIES ACT

The Minister of Agriculture and Agri-Food and the Minister of Health, pursuant to subsection 4(1) footnote a of the Agriculture and Agri-Food Administrative Monetary Penalties Act footnote b, make the annexed Regulations Amending the Agriculture and Agri-Food Administrative Monetary Penalties Regulations.

Ottawa, April 4, 2019

Marie-Claude Bibeau
Minister of Agriculture and Agri-Food

Ottawa, April 2, 2019

Ginette Petitpas Taylor
Minister of Health

Regulations Amending the Agriculture and Agri-Food Administrative Monetary Penalties Regulations

Amendments

1 Paragraphs 2(a) to (c) of the Agriculture and Agri-Food Administrative Monetary Penalties Regulations footnote 1 are replaced by the following:

2 Part 3 of Schedule 1 to the Regulations is replaced by the following:

PART 3

Safe Food for Canadians Act and Safe Food for Canadians Regulations

DIVISION 1

Safe Food for Canadians Act

(S.C. 2012, c. 24)

Item

Column 1

Column 2


Short-form Description

Column 3


Classification

Provision of Safe Food
for Canadians Act

Provision of Safe Food
for Canadians Regulations

1

4

 

Import a food commodity the selling of which is prohibited

Very serious

2

5

 

Sell a food commodity that is the subject of a recall order

Very serious

3

6(1)

 

Manufacture, prepare, package, label, sell, import or advertise a food commodity in a manner that is false, misleading or deceptive or likely to create an erroneous impression

Very serious

4

8

 

Threaten to render a food commodity injurious to human health

Very serious

5

10(2)

 

Import a prescribed food commodity without being authorized to do so by the prescribed licence

Very serious

6

11

 

Sell, advertise or possess a food commodity that has been sent, conveyed or imported in contravention of any provisions of the Safe Food for Canadians Act or the Safe Food for Canadians Regulations

Very serious

7

12

 

Possess for the purpose of sending, conveying or exporting any prescribed food commodity that does not meet the requirements of the Safe Food for Canadians Regulations

Very serious

8

13(2)

 

Conduct a prescribed activity in respect of a prescribed food commodity without being authorized to do so by the prescribed licence

Very serious

9

14(1)(a)

 

Apply or use an inspection mark or grade name without the prescribed authorization

Very serious

10

14(1)(b)

 

Advertise or sell a thing that has an inspection mark or grade name on it, or advertise or sell a thing in respect of which such an inspection mark or grade name is used in connection with the thing, without the prescribed authorization

Very serious

11

14(2)(a)

 

Apply or use a thing likely to be mistaken for an inspection mark or grade name

Serious

12

14(2)(b)

 

Advertise or sell anything that has on it a thing that is likely to be mistaken for an inspection mark or grade name or anything that has that thing used in connection with it

Serious

13

15

 

Make a false or misleading statement or provide false or misleading information to a referred person

Very serious

14

16

 

Obstruct or hinder a referred person

Very serious

15

17(1)

 

Alter, destroy or falsify a referred document

Very serious

16

17(2)(a)

 

Alter a document issued, made or given under the Safe Food for Canadians Act

Very serious

17

17(2)(b)

 

Possess or use a document issued, made or given under the Safe Food for Canadians Act that has been altered

Very serious

18

18

 

Possess or use a document not issued, made or given under the Safe Food for Canadians Act that is likely to be mistaken for a document issued, made or given under that Act

Very serious

19

20(4)

 

Fail to comply with any condition of the licence

Very serious

20

24(2)(d)

 

Refuse or neglect to move, not to move or to restrict the movement of an item

Very serious

21

24(2)(h)

 

Refuse or neglect to establish identity

Very serious

22

24(2)(i)

 

Refuse or neglect to stop or start an activity

Very serious

23

24(2)(j)

 

Refuse or neglect to comply with an order prohibiting or limiting access to a place or anything in the place

Very serious

24

24(3)

 

Refuse or neglect to stop a conveyance or move it to a place where the inspector can enter it

Very serious

25

24(6)

 

Fail to give assistance to the inspector or to provide a document, information or access to data to the inspector

Very serious

26

27

 

Refuse or neglect to provide a document, information or a sample on the date, at the time and place, and in the manner specified by the inspector

Serious

27

28

 

Without authorization, remove, alter or interfere with anything seized under the Safe Food for Canadians Act

Very serious

28

29(b)

 

Refuse or neglect to store or move anything seized under the Safe Food for Canadians Act

Serious

29

29(c)

 

Refuse or neglect to dispose of anything seized under the Safe Food for Canadians Act

Very serious

30

32(1)

 

Refuse or neglect to remove a referred imported food commodity from Canada or to destroy it

Very serious

31

10(3)

8(1)

Send, convey, import or export a food that does not meet the prescribed requirements

Very serious

32

13(1)

10

Manufacture, process, treat or preserve a food that has been imported or that is to be exported or to be sent or conveyed by using a food additive or other substance that is not permitted or that does not comply with the prescribed limits or levels

Serious

33

10(3)

11(1)

Import a food that was not manufactured, prepared, stored, packaged or labelled under the prescribed conditions or in the prescribed manner

Very serious

34

10(3)

15(1)(a)

Send, convey or export a food that was manufactured, processed, treated, preserved, graded, packaged or labelled in Canada without such activity being conducted by a licence holder in accordance with the Safe Food for Canadians Act or the Safe Food for Canadians Regulations

Very serious

35

10(3)

15(1)(b)

Send, convey or export a food that was not imported by a licence holder in accordance with the Safe Food for Canadians Act or the Safe Food for Canadians Regulations

Very serious

36

10(3)

15(1)(c)(i)

Send, convey or export a meat product containing a meat product that was manufactured, processed, treated, preserved, packaged or labelled in Canada without such activity being conducted by a licence holder in accordance with the Safe Food for Canadians Act or the Safe Food for Canadians Regulations

Very serious

37

10(3)

15(1)(c)(ii)

Send, convey or export a meat product containing a meat product that has been derived from a livestock carcass or a poultry carcass that has been graded in Canada without having been graded by a grader in accordance with the Safe Food for Canadians Regulations

Very serious

38

10(3)

15(1)(c)(iii)

Send, convey or export a meat product containing an imported meat product that was not imported by a licence holder in accordance with the Safe Food for Canadians Act or the Safe Food for Canadians Regulations

Very serious

39

10(3)

15(1)(c)(iv)

Send, convey or export a meat product containing meat that is derived from food animals that were slaughtered in Canada without such activity being conducted by a licence holder in accordance with the Safe Food for Canadians Act or the Safe Food for Canadians Regulations

Very serious

40

13(1)

95(1)

Prepare by pasteurizing eggs in the shell that have been imported or that are to be sent, conveyed or exported and that are not graded Canada A or Grade A

Serious

41

10(3)

95(2)

Import eggs pasteurized in the shell that are not graded Grade A before pasteurization

Serious

42

10(1)

97

Import eggs graded Grade C or Grade Nest Run without delivering them directly to the referred establishment

Serious

43

10(1)

98(1)

Import ungraded eggs without meeting the prescribed requirements

Serious

44

10(1)

99(1)

Send or convey prescribed eggs without delivering them to the referred establishment

Serious

45

10(1)

99(2)

Send or convey eggs graded Canada Nest Run without delivering them to the referred establishment

Serious

46

10(1)

99(3)

Send or convey ungraded eggs without meeting the prescribed requirements

Serious

47

13(1)

102(1)

Process or treat eggs that are to be sent or conveyed or exported and that do not meet the prescribed requirements

Very serious

48

13(1)

102(2)

Process or treat a processed egg product that is to be sent, conveyed or exported and that is derived from eggs that do not meet the prescribed requirements

Very serious

49

10(1)

106(1)

Import live or raw shellfish without meeting the prescribed conditions

Very serious

50

13(1)

107(1)

Manufacture, prepare, store, package or label shellfish that is to be exported or to be sent or conveyed and that does not meet the prescribed requirements

Very serious

51

13(1)

125(1)

Prepare by identifying as edible a meat product that is to be exported or to be sent or conveyed without meeting the prescribed requirements

Very serious

52

13(1)

125(2)

Prepare by identifying a prescribed meat product as edible without meeting the prescribed requirements

Serious

53

13(1)

126

Prepare by using a urinary bladder, an intestine or any part of them as a natural casing for an edible meat product that is to be exported or to be sent or conveyed without meeting the prescribed requirements

Very serious

54

13(1)

156

Prepare a meat product that is to be exported or to be sent or conveyed without taking one of the prescribed measures when it is contaminated

Very serious

55

13(1)

157

Prepare by identifying as edible a prescribed meat product derived from a pig that is to be exported or to be sent or conveyed, without meeting the prescribed requirements

Very serious

56

13(1)

158

Prepare by identifying as edible a meat product derived from an equine that is to be exported or to be sent or conveyed without meeting the prescribed requirements

Very serious

57

13(1)

159

Prepare by identifying as edible a meat product derived from a prescribed bovine carcass that is to be exported or to be sent or conveyed, without meeting the prescribed requirements

Very serious

58

10(1)

167(a)

Import an edible meat product from a foreign state that does not have a recognized inspection system for meat products at the time the meat product was manufactured, prepared, stored, packaged or labelled

Very serious

59

10(1)

167(b)

Import an edible meat product from a foreign state that does not have a recognized inspection system at the time of the import

Very serious

60

10(1)

167(c)

Import an edible meat product coming from an establishment that does not have a recognized system for manufacturing, processing, treating, preserving, handling, testing, grading, coding, slaughtering, storing, packaging or labelling

Very serious

61

10(1)

167(d)

Import an edible meat product without providing an inspector with a prescribed official document issued by the foreign state in the approved form

Very serious

62

10(1)

168(1)(a)

Export an edible meat product without providing an inspector with the prescribed document

Serious

63

10(1)

168(1)(b)

Export an edible meat product for which a certificate or other prescribed document has not been issued

Serious

64

10(3)

186

Send, convey, import or export a prepackaged food that does not have a package that meets the prescribed requirements

Very serious

65

10(3)

201

Send, convey, import or export a food whose label bears a common name that does not meet any prescribed standard that applies in respect of the common name

Serious

66

10(3)

203(1)

Send, convey, import or export a prepackaged food with an item of information on the label that does not meet the prescribed requirements even if it is not prescribed that this information be on the label

Minor

67

10(3)

206(1)

Send, convey, import or export a referred consumer prepackaged food whose label does not bear the required information in both official languages

Minor

68

10(3)

208

Send, convey, import or export a food whose label does not bear the required information in the prescribed manner

Minor

69

10(3)

218(1)(a)

Send, convey, import or export a prepackaged food whose label does not bear the common name of the food on the principal display panel

Serious

70

10(3)

218(1)(b)

Send, convey, import or export a prepackaged food whose label does not bear the name and principal place of business of the person by whom or for whom the food was manufactured, prepared, produced, stored, packaged or labelled on the prescribed part

Serious

71

10(3)

218(1)(c)

Send, convey or import a prepackaged food whose label does not bear the prescribed information

Very serious

72

10(3)

221

Send, convey or import a consumer prepackaged food whose label does not bear the declaration of net quantity on its principal display panel

Minor

73

10(3)

222

Send, convey or import a consumer prepackaged food whose label bears a reference to the place of manufacture of the label or container but does not bear the prescribed additional statement

Minor

74

10(3)

223(1)

Send, convey or import a consumer prepackaged food wholly manufactured, processed or produced in a foreign state whose label does not show the prescribed information in the prescribed manner

Minor

75

10(3)

223(2)

Send or convey a consumer prepackaged food that was wholly manufactured, processed or produced in a foreign state, that has been packaged in Canada and whose label does not show the prescribed information in the prescribed manner

Minor

76

10(3)

223(3)

Send, convey or import a consumer prepackaged food whose label does not show the geographic origin of the food in the prescribed manner

Minor

77

10(3)

224(1)

Send, convey or import a consumer prepackaged food to which a flavouring ingredient is added and whose label does not bear the prescribed statement in the prescribed circumstances

Minor

78

10(3)

224(2)

Send, convey or import a consumer prepackaged food to which a flavouring ingredient is added and whose label does not bear the required statement in the prescribed location

Minor

79

10(3)

225

Send, convey, import or export a prepackaged food whose label is not applied or attached to it in such a manner that the label is still applied or attached at the time the food is sold

Minor

80

10(3)

226

Send, convey or import a consumer prepackaged food whose label is not applied or attached to the container in the prescribed manner at the time it is offered for sale

Minor

81

10(3)

227(1)

Send, convey or import a consumer prepackaged food that does not have all or part of the label applied to the principal display surface

Minor

82

10(3)

229(1)

Send, convey or import a consumer prepackaged food whose prescribed information is not shown on the label in characters of at least the minimum prescribed height

Minor

83

10(3)

230

Send, convey or import a consumer prepackaged food whose declaration of net quantity shown on the label does not meet the prescribed requirements

Minor

84

10(3)

231(a)

Send, convey or import a referred consumer prepackaged food whose declaration of net quantity is not shown on the label by volume, weight or numerical count in the prescribed manner

Minor

85

10(3)

231(b)

Send, convey or import a referred consumer prepackaged food whose declaration of net quantity is not shown on the label in the prescribed manner

Minor

86

10(3)

232

Send, convey or import a consumer prepackaged food whose declaration of net quantity is not shown on the label in metric units

Minor

87

10(3)

233(1)

Send, convey or import a consumer prepackaged food whose metric units shown on the label in the declaration of net quantity are not in the prescribed units

Minor

88

10(3)

239

Send, convey or import a prescribed consumer prepackaged food sold as one unit, whose declaration of net quantity does not show the prescribed information on the label

Minor

89

10(3)

244

Send, convey, import or export a food, other than a consumer prepackaged food, whose declaration of net quantity is not shown on the label by volume, weight or numerical count in the prescribed manner

Minor

90

10(3)

245(1)(a)

Send, convey, import or export a prepackaged food that does not have a label bearing the required information applied or attached to its container

Serious

91

10(3)

245(1)(b)

Send, convey, import or export a food that is not a prepackaged food that does not have a label bearing the required information applied or attached to it

Serious

92

10(3)

245(3)

Send, convey, import or export a food whose required information is shown on the part of the label that is applied or attached to the bottom of the prepackaged food or container, without meeting the other prescribed requirements

Minor

93

10(3)

246(d)

Send, convey, import or export a prepackaged dairy product other than a consumer prepackaged dairy product whose declaration of net quantity is not shown on the principal display panel in the prescribed manner

Minor

94

10(3)

250(1)

Import a prescribed dairy product or send, convey or export such a dairy product whose label does not bear the prescribed information in the prescribed manner

Minor

95

10(3)

250(2)

Send, convey or export a prescribed consumer prepackaged cheese whose principal display panel does not show the prescribed information

Minor

96

10(3)

254(a)

Send, convey, import or export graded prepackaged eggs, other than consumer prepackaged eggs, whose label does not bear a declaration of net quantity

Minor

97

10(3)

256(1)

Import prepackaged eggs or send, convey or export such imported eggs whose label does not bear the prescribed information in the prescribed manner

Minor

98

10(3)

258(a)

Send, convey or export a prepackaged processed egg product whose label does not bear the prescribed inspection legend

Minor

99

10(3)

258(b)

Import a prepackaged processed egg product or send, convey, or export such an imported product whose label does not bear the official inspection mark of the foreign state of origin

Minor

100

10(3)

259

Import a prepackaged processed egg product or send, convey or export such an imported product whose label does not bear the prescribed information in the prescribed manner

Minor

101

10(3)

260

Send, convey or export a prescribed prepackaged processed egg product whose label does not bear the prescribed information in the prescribed manner

Minor

102

10(3)

262(1)(f)

Send, convey, import or export bivalve molluscs in the shell that are not in a hermetically sealed package, whose label does not bear the prescribed information

Serious

103

10(3)

262(1)(k)

Send, convey, import or export prepackaged fish, other than a consumer prepackaged fish, whose label does not bear a declaration of net quantity

Minor

104

10(3)

265

Send, convey, import or export fish, other than a consumer prepackaged fish, that is in a hermetically sealed package and is commercially sterile whose label does not bear the required declaration of net quantity on the principal display panel

Minor

105

10(3)

266

Import a prepackaged fish or send, convey or export such an imported fish whose label does not bear the name of the foreign state of origin

Minor

106

10(3)

268(1)(b)

Send, convey, import or export prepackaged fresh fruits or vegetables, other than consumer prepackaged fresh fruits or vegetables, whose label does not bear a declaration of net quantity

Minor

107

10(3)

269(1)

Import prepackaged fresh fruits or vegetables or send, convey or export such imported fresh fruits or vegetables whose label does not show the prescribed information in the prescribed manner on the principal display panel

Minor

108

10(3)

272(1)(a)

Send, convey, import or export a prepackaged processed fruit or vegetable product, other than a consumer prepackaged processed fruit or vegetable product, whose label does not bear a declaration of net quantity in metric units on the principal display panel

Minor

109

10(3)

272(1)(n)

Send, convey, import or export sauerkraut with preservative, or a fruit juice that is in a non-hermetically sealed package, whose label does not bear the prescribed expression

Minor

110

10(3)

274(1)

Import a prepackaged processed fruit or vegetable product or send, convey or export such an imported product, whose label does not bear the name of the foreign state where the product was packaged

Minor

111

10(3)

275(1)(a)

Send, convey, import or export prepackaged graded honey, other than consumer prepackaged graded honey, whose label does not bear a declaration of net quantity in the prescribed manner

Minor

112

10(3)

276

Send, convey or export prepackaged honey that is produced in Canada and that is graded in accordance with the Safe food for Canadians Regulations whose label does not bear the prescribed expression

Minor

113

10(3)

277(1)

Import prepackaged honey or send, convey or export such imported honey whose label does not bear the prescribed information in the prescribed manner

Minor

114

10(3)

278

Send, convey or export consumer prepackaged honey that is packaged from imported honey and that is graded in accordance with the Safe food for Canadians Regulations whose label does not bear the prescribed information in the prescribed manner

Minor

115

10(3)

279(1)

Send, convey or export prepackaged honey that is a blend of imported honey and Canadian honey and that is graded in accordance with the Safe food for Canadians Regulations whose label does not bear one of the prescribed expression

Minor

116

10(3)

279(2)

Send, convey or export prepackaged honey that is a blend of imported honey and Canadian honey and that is graded in accordance with the Safe food for Canadians Regulations whose label does not show the states of origin in the prescribed manner

Minor

117

10(3)

280(1)

Send, convey, import or export a prepackaged maple product, other than a consumer prepackaged maple product, whose label does not bear a declaration of net quantity in metric units

Minor

118

10(3)

281

Import a prescribed prepackaged maple product or send, convey or export such an imported product whose label does not bear the name of the foreign state of origin

Minor

119

10(3)

282(1)(a)

Send, convey or export an edible meat product that is not prepackaged that does not bear the prescribed inspection legend

Minor

120

10(3)

282(1)(b)

Send, convey, import or export an imported edible meat product that is not prepackaged that does not bear the official inspection mark of the foreign state of origin

Minor

121

10(3)

286(a)

Send, convey, import or export a prepackaged edible meat product, other than a consumer prepackaged edible meat product, whose label does not bear the declaration of net quantity on the principle display panel or does bear such a declaration but it is not shown in the prescribed manner

Minor

122

10(3)

286(b)

Send, convey, import or export a prepackaged edible meat product whose label does not bear the prescribed statement on the principal display panel

Minor

123

10(3)

287(1)(a)

Send, convey or export a prepackaged edible meat product whose label does not bear the prescribed inspection legend

Minor

124

10(3)

287(1)(b)

Send, convey, import or export an imported prepackaged edible meat product whose label does not bear the official inspection mark of the foreign state of origin

Minor

125

10(3)

287(2)

Send, convey, import or export a prepackaged edible meat product, other than a consumer prepackaged meat product, that does not bear the inspection legend or the official inspection mark of the foreign state of origin on the principal display panel

Minor

126

10(3)

290

Send, convey, import or export an edible meat product whose label bears a word or expression indicating or suggesting that it is a ready-to-eat product, without meeting the prescribed requirements

Minor

127

10(3)

291

Send, convey, import or export a prepackaged edible meat product that is not a ready-to-eat product but could be mistaken for one, that does not bear the prescribed information on the principal display panel in the prescribed manner

Minor

128

10(3)

297(1)

Import an edible meat product or send, convey or export such an imported product whose label does not bear the prescribed information in the prescribed manner

Minor

129

13(1)

342

Package or label an organic product to be sent or conveyed without holding the required certificate

Serious

130

10(3)

353(1)(a)

Send or convey a food commodity that is not an organic product and that shows a prescribed expression on its label, or advertise it using such an expression

Minor

131

10(3)

353(1)(b)

Send or convey a multi-ingredient food commodity that does not contain at least 95% organic products and that shows a prescribed expression on its label or advertise it using such an expression

Minor

132

10(3)

353(2)

Send or convey a multi-ingredient food commodity that contains less than 95% organic products and that shows a referred expression on its label, or advertise it using such an expression, without that expression being on the label in the prescribed manner

Minor

133

10(3)

354(a)

Send or convey a food commodity that shows a referred expression on the label without its label also bearing the prescribed information

Minor

134

10(3)

354(b)

Import a food commodity that shows a referred expression on the label without its label also bearing the prescribed information

Minor

135

10(3)

354(c)

Import, send or convey a multi-ingredient food commodity that shows a referred expression on its label without its label also bearing the prescribed information in the prescribed manner

Minor

136

10(3)

354(d)

Import a food commodity on which the referred product legend is applied on its label and on which a referred expression is shown on the label, without its label also bearing the prescribed information in the prescribed manner

Minor

137

10(3)

355(1)

Send, convey or import a food commodity whose label shows a referred expression or information on its label but does not show the expression or information in both official languages

Minor

138

10(3)

357(1)

Import a food commodity that is labelled with a referred expression, or advertised using such expression, without meeting the prescribed requirements

Minor

DIVISION 2

Safe Food for Canadians Regulations

(SOR/2018–108)

Item

Column 1

Provision of Safe Food for Canadians Regulations

Column 2

Short-form Description

Column 3

Classification

1

8(2)

Without authorization, mix a contaminated food with other food

Very serious

2

9(1)

Send, convey, import or export a food for which a standard is prescribed that does not meet that standard

Serious

3

9(2)

Send, convey, import or export a food that is likely to be mistaken for a food for which a standard is prescribed but that does not meet that standard

Serious

4

12(1)

Import a referred food for which the importer does not have a fixed place of business in Canada without meeting the prescribed requirements

Serious

5

13(1)

Fail to provide the prescribed import information to the Minister related to a food

Serious

6

13(2)

Fail to provide the prescribed import information or any required document to the Minister at the prescribed time

Serious

7

14(1)(a)

Fail to immediately deliver an imported edible meat product to a prescribed establishment, to keep it there until a further inspection is completed or to provide its address to the inspector in the prescribed case

Very serious

8

14(1)(b)

Fail to keep an imported food other than an edible meat product at its first destination until the further inspection is completed

Very serious

9

31(1)

Fail to conduct an activity identified in a licence in the establishment identified in the licence for that activity

Very serious

10

31(2)

Fail to conduct an activity identified in a licence in respect of a food animal or a meat product during an approved work shift and during which inspection services are provided

Very serious

11

47(1)

Fail to identify or analyze the biological, chemical and physical hazards that present a risk of contamination of a food

Very serious

12

47(2)

Fail to prevent or eliminate or reduce to an acceptable level the biological, chemical and physical hazards that present a risk of contamination of a food using prescribed control measures

Very serious

13

47(3)

Fail to identify or analyze the biological, chemical and physical hazards that present a risk of contamination of an imported food or fail to prevent or eliminate or reduce to an acceptable level those hazards using control measures that are shown to be effective

Very serious

14

48(1)

Fail to apply the prescribed scheduled process to a low-acid food packaged in a hermetically sealed package or to use a prescribed temperature-sensitive indicator if a batch thermal treatment is applied

Very serious

15

48(3)(a)

Fail to prepare documents that set out the prescribed information for each low-acid food

Serious

16

48(3)(b)

Fail to prepare documents that set out the prescribed information for each application of the scheduled process to a low-acid food

Serious

17

48(4)

Fail to keep the documents that set out the required information for three years

Serious

18

49 and 50(1)

Fail to maintain or operate an establishment in such a manner that the establishment, and any conveyance or equipment in it, that is used in connection with a prescribed activity are clean and in a sanitary condition

Serious

19

49 and 50(2)

Fail to maintain or operate an establishment in such a manner that the cleaning and sanitation of the establishment, and of any conveyance or equipment in it, that is used in connection with a prescribed activity are conducted in the prescribed manner

Very serious

20

49 and 51(1)

Fail to maintain or operate an establishment in such a manner that it is protected against the entry of any animal that presents a risk of contamination of a food

Very serious

21

49 and 51(2)

Fail to maintain or operate an establishment in such a manner that no animal is in a facility or conveyance where a prescribed activity is conducted unless the prescribed requirements are met

Serious

22

49 and 51(3)

Fail to maintain or operate an establishment in such a manner that the prescribed measures taken present no risk of contamination of a food

Very serious

23

49 and 52(a)

Fail to maintain or operate an establishment in such a manner that any sanitizer, agronomic input or non-food chemical agent in it is properly and clearly identified

Minor

24

49 and 52(b)

Fail to maintain or operate an establishment in such a manner that any sanitizer, agronomic input or non-food chemical agent in it is suitable for its intended use and does not present a risk of contamination of a food

Serious

25

49 and 52(c)

Fail to maintain or operate an establishment in such a manner that any sanitizer, agronomic input or non-food chemical agent in it is handled and used in the prescribed manner

Serious

26

49 and 53

Fail to maintain or operate an establishment in such a manner that any conveyance or equipment that is used in the conduct of a prescribed activity meets the prescribed requirements

Serious

27

49 and 54

Fail to maintain or operate an establishment in such a manner that any conveyance or equipment in it that is used to handle contaminated materials, waste or any other inedible thing meets the prescribed requirements

Very serious

28

49 and 55

Fail to maintain or operate an establishment where food animals are slaughtered in such a manner that it has equipment for restraining the animals during their handling, assessment, ante-mortem examination or inspection

Minor

29

49 and 56(1)

Fail to maintain or operate an establishment where the land that forms part of it presents a risk of contamination of the food in such a manner that measures are taken to eliminate such a risk

Serious

30

49 and 56(2)

Fail to maintain or operate an establishment where the establishment is located near a place or thing that presents a risk of contamination of a food in such a manner that measures are taken to eliminate such a risk

Serious

31

49 and 57

Fail to maintain or operate an establishment in such a manner that the interior of any facility or conveyance where a prescribed activity is conducted meets the prescribed requirements

Very serious

32

49 and 58(1)

Fail to maintain or operate an establishment where food animals are slaughtered in such a manner that it has separate areas for taking the prescribed measures

Serious

33

49 and 58(2)

Fail to maintain or operate an establishment where food animals are slaughtered in such a manner that it has an enclosed area for the handling of inedible meat products

Very serious

34

49 and 58(3)

Fail to maintain or operate an establishment where food animals are slaughtered in such a manner that the floors, ramps, gangways and chutes provide secure footing and do not present a risk of injury to the animals during their movement

Serious

35

49 and 59(1)

Fail to maintain or operate an establishment in such a manner that a facility or conveyance where a prescribed activity is conducted is designed, constructed and maintained in the prescribed manner

Serious

36

49 and 59(2)

Fail to maintain or operate an establishment in such a manner that the movement of persons and things within, into and out of a facility or conveyance does not present a risk of contamination of the food

Serious

37

49 and 60

Fail to maintain or operate an establishment in such a manner that physical or other effective means are used to separate incompatible activities in the prescribed manner

Very serious

38

49 and 61

Fail to maintain or operate an establishment in such a manner that physical or other effective means are used to separate a food from a prescribed thing

Very serious

39

49 and 62(1)

Fail to maintain or operate an establishment in such a manner that any prescribed food is identified and placed in a designated area when it arrives at the establishment

Very serious

40

49 and 62(2)

Fail to maintain or operate an establishment in such a manner that all necessary measures are taken to prevent contamination of any food in the establishment by any prescribed food

Very serious

41

49 and 63(1)

Fail to maintain or operate an establishment in such a manner that it is equipped with natural or artificial lighting that is appropriate for the food or for the food animal that is intended to be slaughtered and for the activity being conducted

Serious

42

49 and 63(2)

Fail to maintain or operate an establishment in such a manner that the light fixtures meet the prescribed requirements

Serious

43

49 and 64

Fail to maintain or operate an establishment in such a manner that a facility or conveyance where a prescribed activity is conducted is equipped with a ventilation system that meets the prescribed requirements

Serious

44

49 and 65(1)

Fail to maintain or operate an establishment in such a manner that the temperature and humidity level in a facility or conveyance where a prescribed activity is conducted are maintained in the prescribed manner

Serious

45

49 and 65(2)

Fail to maintain or operate an establishment in such a manner that the heating, cooling or humidity-control system of the facility or conveyance, when equipped with such system, meets the prescribed requirements

Serious

46

49 and 66(1)

Fail to maintain or operate an establishment in such a manner that it has means for the removal and disposal of contaminated materials and waste, and in the prescribed circumstance, be equipped with a drainage, sewage and plumbing system that functions as intended

Very serious

47

49 and 66(2)

Fail to maintain or operate an establishment in such a manner that contaminated materials and waste are removed and disposed of in the prescribed manner

Very serious

48

49 and 67(1)

Fail to maintain or operate an establishment in such a manner that it is equipped with hand cleaning and sanitizing stations, lavatories, showers, drinking water stations, break rooms and change rooms in the prescribed manner when it is necessary to prevent the contamination of a food

Serious

49

49 and 67(2)

Fail to maintain or operate an establishment in such a manner that the hand cleaning and sanitizing stations that are required are effective for cleaning hands

Serious

50

49 and 67(3)

Fail to maintain or operate an establishment in such a manner that the lavatories that are required do not present a risk of contamination of food

Serious

51

49 and 68

Fail to maintain or operate an establishment in such a manner that an area that meets the prescribed requirements is provided to an inspector at their request

Very serious

52

49 and 70(1)

Fail to maintain or operate an establishment in such a manner that any water that might come into contact with a food meets the prescribed requirements

Very serious

53

49 and 70(2)

Fail to maintain or operate an establishment in such a manner that any steam or ice that might come into contact with a food is made from water that meets the prescribed requirements

Very serious

54

49 and 70(3)

Fail to maintain or operate an establishment in such a manner that any system that supplies water that meets the referred requirements is cross-connected with any other system in the prescribed manner

Very serious

55

49 and 70(4)

Fail to maintain or operate an establishment in such a manner that any water or other source of hydration provided to a food animal that is to be slaughtered meets the prescribed requirements

Very serious

56

49 and 71(1)

Fail to maintain or operate an establishment in such a manner that it is supplied with water, steam and ice in the prescribed manner

Very serious

57

49 and 71(2)

Fail to maintain or operate an establishment in such a manner that any treatment of water, steam or ice is applied in the prescribed manner

Very serious

58

49 and 72

Fail to maintain or operate an establishment in such a manner that any conveyance used to convey a food to or from the establishment that is unloaded or loaded at the establishment meets the prescribed requirements

Very serious

59

49 and 73

Fail to maintain or operate an establishment in such a manner that any unloading and loading of a food or a food animal to be slaughtered from or onto a conveyance is conducted in the prescribed manner

Very serious

60

49 and 74(1)

Fail to maintain or operate an establishment in such a manner that any storing of a food is conducted in the prescribed manner

Very serious

61

49 and 74(2)

Fail to maintain or operate an establishment in such a manner that the storing of a prescribed thing is conducted in the prescribed manner

Very serious

62

49 and 75

Fail to maintain or operate an establishment in such a manner that any person who is involved in a prescribed activity has the necessary competencies and qualifications

Very serious

63

49 and 76

Fail to maintain or operate an establishment in such a manner that any person who enters or is in an area where a prescribed activity is conducted wears clothing, footwear and protective coverings that meet the prescribed requirements

Serious

64

49 and 77

Fail to maintain or operate an establishment in such a manner that any person who enters or is in an area where a prescribed activity is conducted maintains personal cleanliness in the prescribed manner

Serious

65

49 and 78

Fail to maintain or operate an establishment in such a manner that any person who enters or is in an area where a prescribed activity is conducted refrains from doing a prescribed act

Serious

66

49 and 79

Fail to maintain or operate an establishment in such a manner that any person who enters or is in an area where a prescribed activity is conducted refrains from wearing or using an object or substance that presents a risk of contamination of the food

Serious

67

49 and 81

Fail to maintain or operate an establishment in such a manner that a person who is suffering from or who is a known carrier of a communicable disease or who has an open or infected lesion is prevented from entering or being in an area of an establishment where a prescribed activity is conducted

Very Serious

68

75

Fail to have the necessary competencies or qualifications to carry out their duties when being involved in a prescribed activity

Very serious

69

76

Fail to wear clothing, footwear or protective coverings that meet the prescribed requirements when entering or being in an area where a prescribed activity is conducted

Serious

70

77

Fail to maintain personal cleanliness as prescribed when entering or when in an area where a prescribed activity is conducted

Serious

71

78

Do a prescribed act when entering or being in an area where a prescribed activity is conducted

Serious

72

79

Wear or use any object or substance that presents a risk of contamination of the food when entering or being in an area where a prescribed activity is conducted

Serious

73

80

Fail to report to the operator a disease or illness, symptoms of a disease or illness or an open or infected lesion

Very serious

74

82(1)

Fail to immediately investigate in the prescribed circumstances

Very serious

75

82(1) and 85

Fail to immediately investigate in respect of an imported food in the prescribed circumstances

Very serious

76

82(2)

Fail to immediately notify the Minister that the investigation has established that the food presents a risk of injury to human health or to immediately take action to mitigate the risk

Very serious

77

82(2) and 85

Fail to immediately notify the Minister that the investigation in respect of an imported food has established that the imported food presents a risk of injury to human health or to immediately take action to mitigate the risk

Very serious

78

83(1)

Fail to prepare, keep or maintain a document setting out the procedure for receiving, investigating and responding to complaints in relation to a food

Serious

79

83(1) and 85

Fail to prepare, keep or maintain a document setting out the procedure for receiving, investigating and responding to complaints in relation to imported food

Serious

80

83(2)

On receipt of a complaint in relation to a food, fail to implement the required procedure, to prepare a document setting out the prescribed information or to keep the document for the prescribed two years

Serious

81

83(2) and 85

On receipt of a complaint in respect of an imported food, fail to implement the required procedure, to prepare a document setting out the prescribed information or to keep the document for the prescribed two years

Serious

82

84(1)

Fail to prepare, keep or maintain a document that sets out a procedure that enables the effective recall of a food and the name of the prescribed contact persons

Serious

83

84(1) and 85

Fail to prepare, keep or maintain a document that sets out a procedure that enables the effective recall of an imported food and the name of the prescribed contact persons

Serious

84

84(2)(a)

Fail to conduct a recall simulation based on the recall procedure in respect of food at least once every 12 months

Minor

85

84(2)(a) and 85

Fail to conduct a recall simulation based on the recall procedure in respect of imported food at least once every 12 months

Minor

86

84(2)(b)

Fail to prepare a document that sets out the prescribed information or to keep that document for the prescribed two years

Minor

87

84(2)(b) and 85

Fail to prepare a document that sets out the prescribed information in respect of imported food or to keep that document for the prescribed two years

Minor

88

84(3)

Fail to immediately notify the Minister when a food should be recalled because it presents a risk of injury to human health

Serious

89

84(3) and 85

Fail to immediately notify the Minister when an imported food should be recalled because it presents a risk of injury to human health

Serious

90

84(4)

Fail to take the prescribed measures when a food is the subject of a recall

Serious

91

84(4) and 85

Fail to take the prescribed measures when an imported food is the subject of a recall

Serious

92

86(1)

Fail to prepare, keep or maintain a written preventive control plan that meets the prescribed requirements for any activity that is identified in the licence

Very serious

93

87

Fail to prepare, keep or maintain a written preventive control plan that meets the prescribed requirements for any activity conducted in respect of fresh fruits or vegetables in the prescribed circumstances

Very serious

94

88

Fail to implement the required preventive control plan

Very serious

95

90(1)

Fail to prepare or keep documents setting out the prescribed information with respect to a food in the prescribed circumstances

Very serious

96

90(2)

Fail to prepare or keep documents setting out the required information with respect to a food sold at retail

Very serious

97

90(3)

Fail to keep the referred documents for the prescribed two years or to make them accessible in Canada

Very serious

98

91(1)

Fail to provide the Minister with any referred document requested by the Minister or any part of such a document in the prescribed manner

Very serious

99

92(1)

Provide to a person a food that does not have a label bearing the required information applied or attached to it or that does not have such a label accompanying the food

Very serious

100

98(2)

Remove imported ungraded eggs from a referred establishment without meeting the prescribed requirements

Serious

101

100

Apply ink that does not meet the prescribed requirements to an egg’s shell

Serious

102

101

Fail to clean, sanitize or dry plastic trays before sending them to an egg producer

Serious

103

105(1)(a)

Import live, freshwater mitten crab of the genus Eriocheir

Very serious

104

105(1)(b)

Import a puffer fish of the family Tetraodontidae

Very serious

105

108

Fail to protect from dehydration or oxidation frozen fish stored in a conveyance

Minor

106

128

Fail to handle a food animal at the establishment in the prescribed manner, or subject it to conditions that may cause avoidable suffering, injury or death

Serious

107

129(1)

Hit a food animal with a whip, prod or any other object

Serious

108

129(2)

Apply an electric prod to a food animal without meeting the prescribed requirements

Serious

109

130(1)

Fail to assess whether a food animal is showing signs of suffering or injury on its arrival at the establishment

Serious

110

130(2)

Fail to monitor a food animal on a regular basis after its arrival at the establishment in the prescribed manner

Serious

111

130(3)

Fail to immediately take corrective action if the prescribed conditions exist

Serious

112

130(4)

Fail to immediately take a prescribed measure in respect of a food animal that is showing signs of suffering

Very serious

113

131(a)

Fail to monitor a game animal on a regular basis in the prescribed manner

Serious

114

131(b)

Fail to immediately take corrective action if the prescribed conditions exist in respect of a game animal

Serious

115

131(c)

Fail to immediately take a prescribed measure in respect of a game animal that is showing signs of suffering

Very serious

116

132(a)

Fail to segregate different species of food animals

Serious

117

132(b)

Fail to segregate or isolate a sick or injured food animal in the prescribed circumstances

Serious

118

132(c)

Fail to isolate a food animal for any of the prescribed causes

Serious

119

133

Fail to provide a food animal with sufficient space in the prescribed manner

Very serious

120

134

Fail to provide a food animal with sufficient ventilation in the prescribed manner

Very serious

121

135(1)

Handle a food animal without meeting the prescribed requirements

Serious

122

135(2)

Fail to use equipment or an area of an establishment for the prescribed purposes that is designed, constructed or maintained in the prescribed manner

Serious

123

136(1)

Fail to provide a prescribed food animal that is unloaded from a conveyance at an establishment with water or another source of hydration or with feed in the prescribed manner

Very serious

124

136(2)

Fail to provide a food animal that is confined in a crate with water or another source of hydration or with feed in the prescribed manner

Very serious

125

137(1)

Fail to notify a veterinary inspector before removing a food animal from an establishment

Serious

126

137(2)

Fail to notify a veterinary inspector before keeping a food animal in an establishment for more than seven days

Serious

127

138(1)

Fail to conduct, within 24 hours before slaughter of a food animal, an ante-mortem examination of that animal or of a sample from the shipment that the food animal is part of in the prescribed manner or fail to examine the referred documents in the prescribed manner

Serious

128

138(2)

Fail to hold for inspection by a veterinary inspector a food animal suspected of showing a deviation from normal behaviour, physiology or appearance

Very serious

129

139(1)

Fail to present to a veterinary inspector or to an inspector under the supervision of a veterinary inspector for ante-mortem inspection, in the prescribed manner, within 24 hours before slaughter of a food animal, the food animal or a sample from the shipment that the food animal is part of, or in respect of the prescribed food animals, to present the referred documents in the prescribed manner

Serious

130

139(2)

Fail to hold a food animal for inspection by a veterinary inspector in the prescribed circumstances

Very serious

131

140

Fail to take, in the prescribed circumstance, the prescribed measures in respect of a food animal, its carcass or its blood

Very serious

132

141

Fail to use one of the prescribed methods to render a food animal unconscious or to slaughter it before bleeding it

Very serious

133

142

Cut the carcass of a food animal after bleeding has started when the animal shows signs of sensibility that may indicate a potential return to consciousness

Very serious

134

143(1)

Suspend a food animal without meeting the prescribed requirements

Very serious

135

144

Ritually slaughter a food animal without meeting the prescribed requirements

Very serious

136

145(1)

Fail to dress the carcass of a food animal in the prescribed manner after the animal is bled

Serious

137

146

Fail to remove any blood clot, bone splinter or extraneous matter from the carcass of a food animal or from its parts or fail to identify what was removed as inedible

Serious

138

147

Process the blood of a food animal without meeting the prescribed requirements

Serious

139

148

Fail to identify the blood of a food animal that is collected to be processed as an edible meat product or the parts of a carcass of the food animal in order to correlate them with the carcass of the food animal from which they were removed until the completion of the post-mortem inspection or examination

Serious

140

149(1)

Fail to present to a veterinary inspector or to an inspector under the supervision of a veterinary inspector, for post-mortem inspection, a carcass, its parts or any blood of the food animal that is collected

Very serious

141

149(2)

Without authorization, remove from a carcass, before a post-mortem inspection is completed, any part that shows a deviation from normal appearance in the prescribed circumstances

Very serious

142

150(1)

Fail to subject a carcass, its parts or the blood of the food animal that is collected to a post-mortem examination in the prescribed manner in the prescribed circumstance

Very serious

143

150(2)

Fail to subject a carcass, its parts or the blood of the food animal that is collected to a post-mortem screening or to implement the necessary measures with respect to any defects of the carcass or its parts, in the prescribed manner in the prescribed circumstance

Very serious

144

152

Fail to identify as inedible, in the prescribed circumstance, any meat product that is derived from a carcass of a food animal, its parts or its blood

Very serious

145

153

Fail to identify as inedible a prescribed carcass, its parts or its blood

Very serious

146

154(2)

Fail to identify as inedible a meat product that is treated as inedible

Very serious

147

155(1)

Fail to move directly a meat product that is condemned or identified as inedible to the referred inedible products area

Very serious

148

155(2)

Fail to take one of the prescribed measures in respect of a meat product that is moved to the inedible products area

Very serious

149

155(3)

Fail to keep a meat product that is, contains or is derived from a specified risk material in a separate area of the inedible products area or fail to handle or destroy it in accordance with the prescribed requirements

Very serious

150

165(1)

Fail to obtain documents containing the prescribed information from the prescribed person before slaughtering a prescribed food animal

Very serious

151

165(4)

Fail to keep the prescribed documents for the prescribed one year

Very serious

152

166(1)

Fail to prepare or keep documents setting out the prescribed information in respect of the prescribed food animals

Very serious

153

166(2)

Fail to keep the prescribed documents for the prescribed one year

Very serious

154

202

Sell a consumer prepackaged food whose label bears a prescribed word or expression or an abbreviation, symbol or phonetic rendering of a prescribed word or expression without the food meeting the prescribed standard

Serious

155

214 and 203(1)

Sell a prepackaged food with an item of information on the label that does not meet the prescribed requirements even if it is not prescribed that this information be on the label

Minor

156

214 and 206(1)

Sell a referred consumer prepackaged food whose label does not bear the required information in both official languages

Minor

157

214 and 208

Sell a prepackaged food whose label does not bear the required information in the prescribed manner

Minor

158

214 and 218(1)(a)

Sell a prepackaged food whose label does not bear the common name of the food on the principal display panel

Serious

159

214 and 218(1)(b)

Sell a prepackaged food whose label does not bear the name and principal place of business of the person by whom or for whom the food was manufactured, prepared, produced, stored, packaged or labelled on the prescribed part

Serious

160

214 and 218(1)(c)

Sell a prepackaged food whose label does not bear the prescribed information

Very serious

161

214 and 221

Sell a consumer prepackaged food whose label does not bear the declaration of net quantity on its principal display panel

Minor

162

214 and 222

Sell a consumer prepackaged food whose label bears a reference to the place of manufacture of the label or container but does not bear the prescribed additional statement

Minor

163

214 and 223(1)

Sell a consumer prepackaged food wholly manufactured, processed or produced in a foreign state, whose label does not show the prescribed information in the prescribed manner

Minor

164

214 and 223(2)

Sell a consumer prepackaged food whose food has been wholly manufactured, processed or produced in a foreign state, that has been packaged in Canada and whose label does not show the prescribed information in the prescribed manner

Minor

165

214 and 223(3)

Sell a consumer prepackaged food whose label does not show the geographic origin of the food in the prescribed manner

Minor

166

214 and 224(1)

Sell a consumer prepackaged food to which a flavouring ingredient is added and whose label does not bear the prescribed statement in the prescribed circumstances

Minor

167

214 and 224(2)

Sell a consumer prepackaged food to which a flavouring ingredient is added and whose label does not bear the required statement at the prescribed location

Minor

168

214 and 225

Sell a prepackaged food whose label is not applied or attached to it in such a manner that the label is still applied or attached at the time the food is sold

Minor

169

214 and 226

Sell a consumer prepackaged food whose label is not applied or attached to the container in the prescribed manner

Minor

170

214 and 227(1)

Sell a consumer prepackaged food that does not have all or part of the label applied to the principal display surface

Minor

171

214 and 229(1)

Sell a consumer prepackaged food whose prescribed information is not shown on the label in characters of at least the minimum prescribed height

Minor

172

214 and 230

Sell a consumer prepackaged food whose declaration of net quantity shown on the label does not meet the prescribed requirements

Minor

173

214 and 231(a)

Sell a referred consumer prepackaged food whose declaration of net quantity is not shown on the label by volume, weight or numerical count in the prescribed manner

Minor

174

214 and 231(b)

Sell a referred consumer prepackaged food whose declaration of net quantity is not shown on the label in the prescribed manner

Minor

175

214 and 232

Sell a consumer prepackaged food whose declaration of net quantity is not shown on the label in metric units

Minor

176

214 and 233(1)

Sell a consumer prepackaged food whose metric units shown on the label in the declaration of net quantity are not in the prescribed units

Minor

177

214 and 239

Sell a prescribed consumer prepackaged food sold as one unit, whose declaration of net quantity does not show the prescribed information on the label

Minor

178

215

Advertise a consumer prepackaged food that does not have a label applied or attached to it in the prescribed manner

Minor

179

216

Make a representation with respect to net quantity in the advertising for a consumer prepackaged food other than in the prescribed manner

Minor

180

240

Apply or attach to a consumer prepackaged food a label that bears a representation with respect to the number of servings it contains that does not bear a declaration of net quantity of each serving in the prescribed manner

Minor

181

367

Without authorization, remove a detention tag

Very serious

182

369

Fail to store at their expense and under the prescribed conditions the seized thing

Serious

Coming into Force

3 These Regulations come into force on the day on which they are registered.

REGULATORY IMPACT ANALYSIS STATEMENT

(This statement is not part of the Regulations.)

Executive summary

Issues: Amendments to the Agriculture and Agri-Food Administrative Monetary Penalties Regulations (AAAMPs Regulations) are needed to expand the use of administrative monetary penalties to all food commodities. Administrative monetary penalties are one of many enforcement measures available to address non-compliance with provisions of the Safe Food for Canadians Act (SFCA) and the Safe Food for Canadians Regulations (SFCR).

Description: The AAAMPs Regulations are amended to include appropriate references to the SFCA, to repeal sections that are no longer relevant, and to create a new part listing provisions of the SFCA and of its Regulations that are designated as violations.

“One-for-One” Rule and small business lens: The “One-for-One” Rule and small business lens do not apply to the Regulations Amending the Agriculture and Agri-Food Administrative Monetary Penalties Regulations (the Regulations), as the amendments do not impose any new requirements. Regulated parties only incur additional costs if they violate statutory or regulatory provisions.

Issues

When it came into force on January 15, 2019, the SFCA repealed and consolidated the following agri-food legislation: Canada Agricultural Products Act, Meat Inspection Act, Fish Inspection Act and food-related provisions of the Consumer Packaging and Labelling Act. The SFCR repealed and replaced the regulations associated with these acts.

Consequential amendments in relation to the SFCA include amendments to the Agriculture and Agri-Food Administrative Monetary Penalties Act (AAAMPs Act) to include the SFCA in order to authorize the use of administrative monetary penalties in respect of all food commodities covered by the SFCA. In order to expand the administrative monetary penalties regime of the Canadian Food Inspection Agency (CFIA) to the SFCA and to its Regulations, amendments to the AAAMPs Regulations are needed to identify provisions of the SFCA and the SFCR that could be subject to an administrative monetary penalty in the event of non-compliance.

These amendments enable the issuance of notices of violation by designated persons within the CFIA and the Canada Border Services Agency (CBSA) in the event of non-compliance with certain requirements under the SFCA and the SFCR. Administrative monetary penalties are one of the many enforcement tools available under the SFCA and the SFCR.

Background

Enforcement tools available to the CFIA

Enforcement tools available to the CFIA include, but are not limited to,

Together, all of the available enforcement tools form a graduated enforcement continuum aimed at supporting responses to non-compliance. The selection of the most appropriate enforcement tool is done on a case-by-case basis, using criteria identified and explained in the CFIA Compliance and Enforcement Operational Policy. footnote 2 The CFIA takes a risk-based approach to selecting appropriate measures for enforcement, while taking into consideration the nature of the non-compliance and the compliance history of the regulated party.

Administrative monetary penalties

When the AAAMPs Act was passed in 1995, the intention was for administrative monetary penalties to apply to all agri-food legislation. Currently the AAAMPs Regulations are only available to address the contravention of provisions of the Health of Animals Act and its Regulations, the Plant Protection Act and its Regulations, and most recently the Meat Inspection Act and its Regulations. footnote 3

Administrative monetary penalties are issued in the form of a notice of violation with warning or penalty where there are reasonable grounds to believe that a person has committed a violation. A person commits a violation when they do not comply with a designated provision or refuse or neglect to perform a designated duty. Schedule 1 of the AAAMPs Regulations identifies the provisions of specified acts and regulations that can be enforced through the issuance of an administrative monetary penalty and classifies them as minor, serious or very serious.

The issuance of a notice of violation with penalty results in a base monetary penalty ranging from $500 to $10,000. A base penalty in relation to a serious or very serious commercial violation can be decreased or increased by up to 50% through the calculation of a total gravity value that is based on history, intent of the regulated party and the potential or actual harm associated with the violation. Penalties can also be reduced in whole or in part as a result of compliance agreements. The CFIA can enter into a compliance agreement with a regulated party if the person who has been issued a notice of violation with a penalty of at least $2,000 agrees to take appropriate steps, with monetary expenditures, to support future compliance with requirements.

Objectives

The objectives of these regulatory amendments are to

Description

Amendments

The SFCA made consequential amendments to the AAAMPs Act to include a reference to the SFCA in the definition of “agri-food Act” and to authorize provisions of the SFCA and its Regulations to be designated as violations under Schedule 1 of the AAAMPs Regulations. These changes were necessary to bring the SFCA under the scope of the CFIA administrative monetary penalties regime.

Therefore, the following amendments to the AAAMPs Regulations are made:

Considerations

Paragraph 4(1)(a) of the AAAMPs Act authorizes the making of regulations to designate as violations those provisions that can be contravened or that impose a duty. In determining which provisions of the SFCA and the SFCR to include within the scope of the administrative monetary penalties regime, consideration was given to the purpose of the provisions, the level of risk and severity of consequences associated with non-compliance, lessons learned from other legislation included in the administrative monetary penalties regime, the availability of other enforcement tools to address non-compliance and resource prioritization. The classification of non-compliance as minor, serious or very serious was also based on the above-mentioned considerations, with particular emphasis on achieving consistency with the classification of comparable provisions from the Plant Protection Act and its Regulations and the Health of Animals Act and its Regulations currently covered under the administrative monetary penalties regime.

Although violations of the Meat Inspection Act and its Regulations are removed from the AAAMPs Regulations, the meat sector would continue to be subject to administrative monetary penalties for violations of requirements of the SFCA and the SFCR. Requirements from the Meat Inspection Act and its Regulations have been carried forward to the SFCA and the SFCR.

“One-for-One” Rule

The “One-for-One” Rule does not apply to these Regulations. The Regulations do not impose any requirements; therefore, there is no administrative burden. The AAAMPs Regulations are an enforcement tool and regulated parties only incur additional costs if they violate certain requirements of the SFCA or the SFCR.

Small business lens

The small business lens does not apply to these Regulations, as there are no costs to small businesses. The Regulations are an enforcement tool and regulated parties, such as small businesses, only incur costs if they violate regulatory provisions.

Alternatives

(1) Status quo — Do not amend the current AAAMPs Regulations

This option does not enable administrative monetary penalties as an additional compliance and enforcement tool for the SFCA and the SFCR.

Furthermore, with the coming into force of the SFCA and its Regulations, the Meat Inspection Act and its Regulations are repealed and Part 3 of Schedule 1 of the AAAMPs Regulations, which designates violations related to the Meat Inspection Act and Meat Inspection Regulations, 1990, is no longer in effect. Consequently, remaining with the status quo would result in an inability of the CFIA to issue notices of violation for non-compliance in the meat sector.

(2) Amend the AAAMPs Regulations (preferred option)

This option enables administrative monetary penalties in respect of designated provisions of the SFCA and the SFCR and provides greater flexibility in compliance and enforcement tools in the food sector. This option also allows the CFIA to continue to issue notices of violation for non-compliance in the meat sector.

Consultation

Stakeholders were informed at the June 2013 Food Forum, footnote 4 in relation to the SFCA and the SFCR, that consideration would be given to extending administrative monetary penalties to all food commodities. In the context of this consultation, promotion materials were also distributed to advise stakeholders of the intent to expand the use of administrative monetary penalties. At the time, minimal feedback was received.

The amendments to the AAAMPs Regulations do not impose any new requirements on regulated parties. However, the use of administrative monetary penalties as an enforcement tool is new for many stakeholders in the food industry. Therefore, the proposed amendments were prepublished for a 60-day comment period in Canada Gazette, Part I, on October 21, 2017. During this public consultation period, approximately 140 comments were received from 22 stakeholders including associations, industry, consultants and one provincial government. The types of comments received included the following:

Rationale

The way that food is produced and distributed has undergone fundamental changes. The food safety landscape has become more complex, resulting in new food safety risks and changes in business practices. Industry is responsible for using systems that meet regulatory requirements. The verification of products and the compliance of regulated parties should target areas of highest risk and be based on the best available science.

The CFIA is responsible for enforcing federal laws and regulations relating to food safety, animal health, and plant health. The failure to comply with an act or regulations compromises the public policy objectives of that legislation. Therefore, non-compliance must be addressed to support meeting important societal, economic, and environmental objectives.

Amendments to the AAAMPs Regulations are necessary to allow CFIA and CBSA staff (as designated by the Minister of Health or the Minister of Agriculture and Agri-Food) to issue notices of violations in the event of contraventions of specified requirements under the SFCA and its Regulations. The amendments not only allow the CFIA to continue to use administrative monetary penalties for meat-related violations, but also allow for the consistent and fair application of administrative monetary penalties in respect of all food commodities. The CFIA has been transparent in its intention to expand administrative monetary penalties to all food commodities and has made this commitment in past public consultations.

Graduated enforcement continuum

The availability of a broad range of enforcement tools, including administrative monetary penalties, is essential for a regulatory agency such as the CFIA to effectively carry out its mandate. The graduated enforcement continuum provides flexibility in the selection of an appropriate enforcement tool and in the fair application of criteria established in the CFIA Compliance and Enforcement Operational Policy. This policy guides CFIA officials in compliance promotion, monitoring, and enforcement activities as a whole, including the selection of an appropriate enforcement tool from the continuum.

Administrative monetary penalties

The use of administrative monetary penalties has been shown to be an effective compliance tool that has been successfully employed by the CFIA for the Health of Animals Act and its Regulations and the Plant Protection Act and its Regulations. The CFIA’s 2012 Evaluation of Administrative Monetary Penalties footnote 5 showed that administrative monetary penalties ensure that regulations are respected, are not punitive and are generally less expensive compared to prosecution or licence suspension or cancellation. They are not intended to redress a wrong done to society but to ensure that the regulation of certain activities in the agriculture and agri-food industry is respected.

Implementation, enforcement and service standards

Regulated parties are responsible for being knowledgeable about and complying with their obligations under the SFCA and the SFCR. The amendments to the AAAMPs Regulations do not impose any new requirements on regulated parties or change the scope of existing requirements; they only serve to support the enforcement of the SFCA and the SFCR. Regulated parties can expect that any non-compliance with the SFCA and the SFCR would be treated seriously by the CFIA and dealt with in a professional manner.

Compliance promotion

Administrative monetary penalties are one of several enforcement options in a graduated process that the CFIA may use to respond to non-compliance with the requirements of the SFCA and the SFCR. The CFIA is aiming to promote and enhance compliance with the requirements of the SFCA and the SFCR in an effort to reduce the need for enforcement actions. This includes a number of tools and measures, such as “model systems” and guidance documents.

“Model systems” are written descriptions and procedures of systems that meet SFCA and SFCR requirements. “Model systems” can be used to support regulated parties in developing new and updated systems and processes that are in compliance with the requirements of the SFCA and the SFCR.

Guidance documents, written in plain language, provide stakeholders with information and more in depth processes to assist with regulatory compliance. For example, the CFIA has completed interpretative guidance documents, which are intended to assist both CFIA staff and external stakeholders by explaining what the SFCA and the SFCR requirements are, why they are important, and how compliance can be demonstrated.

CFIA implementation

While the SFCA and SFCR came into force on January 15, 2019, the Regulations come into force on the day on which they are registered.

Operational guidance for CFIA staff has been developed, and training has been provided to help promote consistent enforcement of SFCA and SFCR requirements. This includes updating the CFIA Compliance and Enforcement Operational Policy to reflect the issuance of administrative monetary penalties for all food commodities. The purpose of this policy is to drive a more strategic, consistent, fair, and transparent compliance and enforcement approach that supports the CFIA in effectively delivering its mandate. This policy also discusses how to assist regulated parties in understanding their regulatory obligations, as well as the CFIA’s work to monitor compliance and address non-compliance.

Aggregate data on the CFIA’s enforcement and compliance activities is posted on the CFIA website. Information posted includes basic quarterly information on notices of violations with warnings and/or penalties issued under the AAAMPs Act.

Compliance agreements and review mechanisms

The AAAMPs Regulations permit the CFIA to enter into compliance agreements with persons who commit violations if the persons agree to take appropriate steps to support future compliance with the relevant statutory or regulatory requirements and correct the violation. These compliance agreements may also allow for a reduction, in whole or in part, of an administrative monetary penalty.

Review mechanisms are also available pursuant to the AAAMPs Act. A person who has been issued a notice of violation may request, within 30 days, a review of the facts of the violation by the Canada Agricultural Review Tribunal or by the Minister. Where the Minister carries out the review, a request can be made within 15 days to have the Minister’s decision reviewed by the Canada Agricultural Review Tribunal. Canada Agricultural Review Tribunal decisions are subject to judicial review by the Federal Court of Appeal.

Contact

Executive Director
Food Safety and Consumer Protection Directorate
Canadian Food Inspection Agency
1400 Merivale Road, Tower 1
Ottawa, Ontario
K1A 0Y9
Email: cfia.foodreg-regaliments.acia@canada.ca